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    1. Corporate and Shareholder Information

      Number of Shareholders

      At November 19, 2018, there were 348 holders of record of our common stock. Shares of our common stock are held by a substantially greater number of beneficial owners, whose shares are held of record by banks, brokers and other financial institutions.

      Annual Report on Form 10-K; Certifications

      A copy of the Annual Report on Form 10-K, as filed with the Securities and Exchange Commission, is included in this document and is also available, without charge, at sec.gov, upon request in writing to Corporate Secretary, Raymond James Financial, Inc., 880 Carillon Parkway, St. Petersburg, Florida 33716, or by emailing investorrelations@raymondjames.com.

      Raymond James has included, as exhibits to its 2018 Annual Report on Form 10-K, certifications of its chief executive officer and chief financial officer as to the quality of the company’s public disclosure. Raymond James’ chief executive officer has also submitted to the New York Stock Exchange a certification that he is not aware of any violations by the company of the NYSE company listing standards.

      Annual Meeting

      The annual meeting of shareholders will be conducted at Raymond James Financial’s headquarters in The Raymond James Financial Center, 880 Carillon Parkway, St. Petersburg, Florida, on February 28, 2019, at 4:30 p.m.

      The meeting will be broadcast live via streaming audio on raymondjames.com under “Investors – Shareholders’ Meeting.”

      Notice of the annual meeting, proxy statement and proxy voting instructions accompany this report to shareholders. Quarterly reports are made available to shareholders in February, May and August.

      Electronic Delivery

      If you are interested in electronic delivery of future copies of this report, please see the proxy voting instructions.

      Transfer Agent and Registrar

      Computershare Inc.
      P.O. Box 505000
      Louisville, KY 40233-5000
      800.837.7596
      computershare.com/investor

      Independent Auditors

      KPMG LLP

      New York Stock Exchange Symbol

      RJF

      Covering Analysts

      Alex Blostein
      Goldman Sachs & Co.

      Christian Bolu
      Sanford C. Bernstein & Co.

      Steven J. Chubak, CFA
      Wolfe Research

      Christopher Harris
      Wells Fargo Securities, LLC

      William R. Katz
      Citigroup Global Markets, Inc.

      James Mitchell
      The Buckingham Research Group

      Devin Ryan
      JMP Securities

      Craig Siegenthaler
      Credit Suisse

      Principal Subsidiaries

      Raymond James & Associates, Inc.
      Securities broker/dealer
      Member New York Stock Exchange
      Member Financial Industry Regulatory Authority

      Raymond James Financial Services, Inc.
      Securities broker/dealer Member Financial Industry Regulatory Authority

      Raymond James Financial Services Advisors, Inc.
      Registered Investment Advisor

      Raymond James Ltd.
      Canadian securities broker/dealer
      Member Toronto Stock Exchange

      Carillon Tower Advisers, Inc.
      Asset and mutual fund management

      Raymond James Bank, N.A.
      Member Federal Deposit Insurance Corporation

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